Fee-Based Asset Management

With a fee-based asset management option, our clients pay for financial advice based on the value of
their investments – not on the number of transactions. Many investors prefer this arrangement because
it helps to minimize potential conflicts of interest and avoids any possible perception that advice might
be influenced by the advisor’s commission on the transaction. Essentially, fee-based asset management
aligns the investor’s and advisor's goals. The advisor’s compensation increases when the investor's assets
grow and decreases if assets decline.